9/21/2023 0 Comments Ortelius advisors![]() ![]() Or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdictionĪnd as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting The last five years, none of the Reporting Persons have: (i) been convicted in a criminal proceeding (excluding traffic violations Of each Reporting Person is: Pangaea is a private investment fund Panthalassa is a private investment fund Temnein is a private investmentįund OA serves as the investment manager of Pangaea, Temnein, and Panthalassa and Mr. DeSorcy is an investment professional and May be deemed to beneficially own the securities beneficially owned by Pangaea, Temnein and Panthalassa.Īddress of each Reporting Person is 450 Park Avenue, Suite 2700, New York, NY 10022. The Managing Member of the general partner of OA, a Managing Member of OA, and has a controlling interest in OA, and, as a result, Mr. DeSorcy OA is the investment manager of Pangaea, Temnein, and Panthalassa. ![]() (“ OA”) and (v) Peter DeSorcy (“ Mr. DeSorcy”, and, together with Pangaea, Temnein and L.P., a Delaware limited partnership (“ Panthalassa”) (iv) Ortelius Advisors, L.P., a Delaware limited partnership (ii) Temnein Ventures III, L.P., a Delaware limited partnership (“ Temnein”) (iii) Panthalassa Ventures, This Schedule 13D is being filed on behalf of: (i) Pangaea Ventures, L.P., a Delaware limited partnership (“ Pangaea”) Item 2 of the Schedule 13D is hereby amended and Is being filed to amend and supplement Items 2, 4, 5, 6 and 7 of the Schedule 13D as set forth below, and to include PanthalassaĪs a Reporting Person for all purposes of the Schedule 13D. Partnership (“ Panthalassa”) (iv) Ortelius Advisors, L.P., a Delaware limited partnership (“ OA”) Īnd (v) Peter DeSorcy (“ Mr. DeSorcy”, and, together with Pangaea, Temnein, Panthalassa and OA, the “ Reporting Ventures III, L.P., a Delaware limited partnership (“ Temnein”) (iii) Panthalassa Ventures, L.P., a Delaware limited Is being filed on behalf of: (i) Pangaea Ventures, L.P., a Delaware limited partnership (“ Pangaea”) (ii) Temnein In this Amendment No. 5 have the meanings set forth in the Original Schedule 13D. Any capitalized terms used and not defined No. 4, together with the Original Schedule 13D, the “ Schedule 13D”). ![]() Of Amendment No. 1 filed on May 4, 2021, Amendment No. 2 filed on May 7, 2021, Amendment No. 3 filed on June 11,Ģ021, and Amendment No. 4 filed on November 2, 2021 (Amendment No. 1, Amendment No. 2, Amendment No. 3, and Amendment The Reporting Persons (as defined below) on March 18, 2021 (the “ Original Schedule 13D”), and as amended by each Stock”), of Trecora Resources, a Delaware corporation (the “ Issuer”), and amends the Schedule 13D filed by To Schedule 13D (this “ Amendment No. 4”) relates to the common stock, par value $0.10 per share (the “ Common Or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) The information required on the remainder of this cover On this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alterĭisclosures provided in a prior cover page. The remainder of this cover page shall be filled out for a reporting person’s initial filing Section 240.13d-7 for other parties to whom copies are to be sent. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e),Ģ40.13d-1(f) or 240.13d-1(g), check the following box. If the filing person has previously filed a statement on ![]()
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